Mark Waldman
Mark Waldman is a CFP-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in North Chesterfield, VA, with 42 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
North Chesterfield, VA
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Regulatory History (1)
Regulatory
June 1991Other Business ActivitiesSells Insurance
Mark is an independent insurance agent since 1985, dedicating minimal time to this activity. He also provides retirement planning seminars, works as an advisory representative for two RIAs, and provides management services to Waldman Financial Advisers.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Cambridge Investment Research Advisors, INC.
Waldman Financial Advisers
Cambridge Investment Research Advisors, INC.
Securities America Advisors, INC.
Securities America, INC.Broker
Derand/pennington/bass, INC.Broker
Investment Management & Research, INCBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.