TrueAdvisor
TrueAdvisor
WH
WH

Walter Hansch

Independent Financial Group, LLC
40 Years of Experience
Solana Beach, CA
6 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Walter Hansch is a registered investment advisor at Independent Financial Group, LLC, based in Solana Beach, CA, with 40 years of industry experience. Walter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 26,635 clients with $13B in assets under management.

Independent Financial Group, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
541 advisors
Number of Clients
26,635 clients
Average Client Portfolio
$485K average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5M+2.00%

Maximum advisor fee is shown; program fees (0.04% to 0.16%) and transaction charges may apply depending on the selected program. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Solana Beach, CA

Get directions

History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
January 2022
Final
Financial
November 2019
Final
Judgment / Lien
May 2019
Judgment / Lien
November 2017
Judgment / Lien
March 2014
Customer Dispute
December 2011
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Walter is a real estate agent and insurance agent since 1986, dedicating minimal time to each. He also owns 50% of Hansch Financial Group for marketing purposes and provides tax planning consulting services.

Employment History
Current Registrations
Independent Financial Group, LLC
November 2017 - Present · 8 yrs 11 mos
Independent Financial Group, LLCBroker
November 2017 - Present · 8 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
October 2008 - December 2017 · 9 yrs 2 mos
Cetera Advisor Networks LLCBroker
April 2008 - December 2017 · 9 yrs 8 mos
Hansch Financial Group, LLC
September 2007 - December 2013 · 6 yrs 3 mos
Hansch Financial Group, LLC
February 2005 - December 2005 · 10 mos
Associated Securities CORP.
March 1999 - April 2008 · 9 yrs 1 mo
Associated Planners Investment Advisory INC
March 1999 - April 2008 · 9 yrs 1 mo
Associated Securities CORP.Broker
October 1998 - April 2008 · 9 yrs 6 mos
John Hancock Distributors, INC.Broker
July 1995 - November 1998 · 3 yrs 4 mos
John Hancock Mutual Life Insurance CompanyBroker
July 1995 - May 1997 · 1 yr 10 mos
Bma Financial Services, INC.Broker
October 1991 - July 1995 · 3 yrs 9 mos
Mutual Benefit Financial Service CompanyBroker
September 1986 - October 1991 · 5 yrs 1 mo
State Registrations9 states
AZCACOMTNHNJNVSDUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Solana Beach, CA →All financial advisors in California →