John Stoffere
John Stoffere is a registered investment advisor at Ameriprise Financial Services, LLC, based in Philadelphia, PA, with 41 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
Philadelphia, PA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is an independent insurance broker for Independence Blue Cross, selling health insurance. He also owns an S corporation used for his Ameriprise practice and other passive investments, and is president of John J. Stoffere, LTD; each of these activities take a few hours per week.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
Fiserv Investor Services, INC.Broker
Tradestar Investments,inc.Broker
Liberty Securities CorporationBroker
Marketing One Securities, INC.Broker
Liberty Securities CorporationBroker
Investment Management & Research, INCBroker
Birchtree Financial Services, INC.Broker
First of Philadelphia Investment Group, INC.Broker
Greenway Capital CORP.Broker
Norcross Securities, INC.Broker
Cenpac Securities CORP.Broker
Financial Equities Resources, INC.Broker
Bailey, Martin & Appel, INC.Broker
Penn Center Investments, INC.Broker
Brown & Company Securities CorporationBroker
Herzfeld & SternBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.