NP
NP

Nicholas Poulis

42 Years of Experience
Paramus, NJ
Broker

Nicholas Poulis is a registered investment advisor at Morgan Stanley, based in Paramus, NJ, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

61 South Paramus Road, 3rd Floor, Paramus, NJ, 07652

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Nicholas is the Chief Financial Officer for the Chian Federation, a Greek cultural, educational, and charitable organization, dedicating a few hours per week to fundraising and business development. He also serves as an executor for an estate, spending minimal time on this activity.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
February 2004 - April 2007 · 3 yrs 2 mos
Morgan Stanley Dw INC.Broker
October 1984 - April 2007 · 22 yrs 6 mos
Walter Capital CorporationBroker
August 1984 - November 1984 · 3 mos
Kobrin Securities, INC.Broker
September 1983 - July 1984 · 10 mos
State Registrations25 states
AZCACTDEFLGAHIIDILMAMDMEMIMONCNENJNYPASCTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.