David Frederick
David Frederick is a registered investment advisor at Cetera Investment Advisers LLC, based in East Freedom, PA, with 41 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
259 Shoenfelt St, East Freedom, PA, 16637
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David conducts fixed insurance and securities business through Frederick Insurance Agency and Ark Financial Services Inc.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Pacific West Securities, INC.Broker
Pacific West Financial Consultants INC
Spire Securities, LLCBroker
Spire Wealth Management, LLC
Cambridge Investment Research, INC.Broker
H. Beck, INC.
H. Beck, INC.Broker
Harkins Investment Solutions, INC.
Jefferson Pilot Securities CorporationBroker
Laughlin Group Advisors, INC.Broker
Chubb Securities CorporationBroker
Pruco Securities CorporationBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.