Mark Kluge
Mark Kluge is a registered investment advisor at Osaic Wealth, INC., based in Rochester, NY, with 33 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
2024 W Henrietta Road, Suite 5-E, Rochester, NY, 14623
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Regulatory History (1)
Customer Dispute
July 2001Other Business ActivitiesSells Insurance
Mark volunteers on several councils and committees for various organizations, including the University of Rochester, Hartwick College, and the United Way. He is also an associate at BlueMark Advisors, an independent wealth and risk management advisory practice, and BlueMark Advisors offers fixed insurance policy reviews for Chamber members, taking nearly full-time hours.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Wall Street Financial Group, INC
Wall Street Financial Group, INC.Broker
Trusted Securities Advisors CORP.Broker
Mony Securities CorporationBroker
W. S. Griffith & CO., INC.Broker
MML Investors Services, INC.Broker
Massachusetts Mutual Life Insurance CompanyBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.