Mark Zipfel
Mark Zipfel is a registered investment advisor at Ameriprise Financial Services, LLC, based in Worthington, OH, with 42 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
888 High St, Worthington, OH, 43085
Get directionsHistory
Regulatory History (13)
Customer Dispute
December 2008Customer Dispute
July 2007Customer Dispute
June 2006Customer Dispute
September 2005Customer Dispute
June 2005Employment Separation After Allegations
March 2005Customer Dispute
March 1997Customer Dispute
January 1993Customer Dispute
February 1992Customer Dispute
February 1992Customer Dispute
November 1991Customer Dispute
October 1991Customer Dispute
July 1991Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
J.J.B. Hilliard, W.L. Lyons, LLCBroker
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.