TrueAdvisor
TrueAdvisor
MZ
MZ

Mark Zipfel

Ameriprise Financial Services, LLC
42 Years of Experience
Worthington, OH
13 DisclosuresBroker
View SEC Summary
View SEC Summary

Mark Zipfel is a registered investment advisor at Ameriprise Financial Services, LLC, based in Worthington, OH, with 42 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

888 High St, Worthington, OH, 43085

Get directions

History

Regulatory History (13)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2008
Denied
Customer Dispute
July 2007
Denied
Customer Dispute
June 2006
Closed-No Action
Customer Dispute
September 2005
Denied
Customer Dispute
June 2005
Settled
Employment Separation After Allegations
March 2005
Customer Dispute
March 1997
Settled
Customer Dispute
January 1993
Settled
Customer Dispute
February 1992
Settled
Customer Dispute
February 1992
Settled
Customer Dispute
November 1991
Settled
Customer Dispute
October 1991
Settled
Customer Dispute
July 1991
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
January 2018 - Present · 8 yrs 9 mos
Ameriprise Financial Services, LLC
January 2018 - Present · 8 yrs 9 mos
Ameriprise Financial Services, LLCBroker
January 2018 - Present · 8 yrs 9 mos
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
May 2005 - January 2018 · 12 yrs 8 mos
J.J.B. Hilliard, W.L. Lyons, LLCBroker
April 2005 - January 2018 · 12 yrs 9 mos
Fifth Third Securities, INC.
February 2005 - March 2005 · 1 mo
Fifth Third Securities, INC.Broker
September 1983 - March 2005 · 21 yrs 6 mos
State Registrations12 states
CACOFLGAIDILINKYLANCNYOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Worthington, OH →All financial advisors in Ohio →