Harold Korin is a registered investment advisor, based in Plano, TX, with 42 years of industry experience.
Location
5924 Davenhill Dr., Plano, TX, 75093
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 10 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 10 mos
Previous Registrations
Avantax Advisory Services
February 1999 - September 2025 · 26 yrs 7 mos
Avantax Investment Services, INC.Broker
February 1996 - September 2025 · 29 yrs 7 mos
Walnut Street Securities, INC.Broker
February 1992 - February 1996 · 4 yrs
Robert Todd Financial CORP.Broker
May 1991 - February 1992 · 9 mos
Global Capital Securities, INC.Broker
September 1983 - July 1991 · 7 yrs 10 mos
State Registrations11 states
COCTGAMAMINCNYOHPATXWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.