James Davis
James Davis is a ChFC-designated registered investment advisor at Capital Planning Consultants, LLC, based in Cromwell, CT, with 39 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 65 clients with $31M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1M+ | 1.00% |
Fees may be negotiable. The assets of related clients may be aggregated for the purposes of determining the fee.
Fee Estimator
Location
110 Court Street, Suite 6, Cromwell, CT, 06416
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2013Other Business Activities
James is a member of Capital Planning Consultants, LLC, where he spends minimal time on tax preparation services. This activity is not investment related.
Employment History
Current Registrations
Capital Planning Consultants, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.