DC
DC

Dennis Cohan

29 Years of Experience
Houston, TX
1 DisclosureBrokerSells Insurance

Dennis Cohan is a registered investment advisor at MML Investors Services, LLC, based in Houston, TX, with 29 years of industry experience. Dennis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

3900 Essex Lane, Suite 1070, Houston, TX, 77027

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History

Regulatory History (1)
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Customer Dispute
December 2008
Settled
Other Business ActivitiesSells Insurance

Dennis is involved with Cohan Insurance Group, Inc. and CORE Benefit Services, Inc., a non-MMLIA insurance brokerage, as a sales agent and owner since 2012. He dedicates minimal time to this activity.

Employment History
Current Registrations
MML Investors Services, LLC
January 2007 - Present · 19 yrs 9 mos
MML Investors Services, LLCBroker
December 2006 - Present · 19 yrs 10 mos
Previous Registrations
New England Securities Corporation
August 2002 - December 2006 · 4 yrs 4 mos
New England SecuritiesBroker
February 2002 - December 2006 · 4 yrs 10 mos
Ameritas Investment CORP.Broker
June 2000 - March 2002 · 1 yr 9 mos
Hartford Equity Sales Company INC.Broker
December 1998 - June 2000 · 1 yr 6 mos
Ameritas Investment CORP.Broker
August 1997 - December 1998 · 1 yr 4 mos
Financial Network Investment CorporationBroker
November 1996 - September 1997 · 10 mos
State Registrations2 states
ORTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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