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Elbert Smalls
30 Years of Experience
Georgetown, SC
2 Disclosures
Elbert Smalls is a registered investment advisor at Winyah Financial Services, LLC, based in Georgetown, SC, with 30 years of industry experience. Elbert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 8 clients with $2.6M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
8 clients
Average Client Portfolio
$327K average
Assets Under Management
$2.6M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1000K | 1.50% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $4.0M | 0.75% |
| $4.0M - $10.0M | 0.60% |
| $10M+ | 0.60% |
Fees are negotiable and may be discounted for family members and friends of associated persons.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Georgetown, SC
Get directionsHistory
Regulatory History (2)
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Regulatory
July 2019Final
Customer Dispute
September 2004Denied
Employment History
Current Registrations
Winyah Financial Services, LLC
January 2006 - Present · 20 yrs 4 mos
Previous Registrations
Pruco Securities CorporationBroker
January 1984 - October 1994 · 10 yrs 9 mos
The Prudential Insurance Company of AmericaBroker
January 1984 - December 1993 · 9 yrs 11 mos
State Registrations2 states
SCTX
Advisor
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Exams
No exam information available for this advisor.