Jay Conner
Jay Conner is a registered investment advisor at MML Investors Services, LLC, based in Houston, TX, with 42 years of industry experience. Jay operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
Three Greenway Plaza, Suite 1500, Houston, TX, 77046
Get directionsHistory
Regulatory History (3)
Judgment / Lien
November 2024Judgment / Lien
December 2016Judgment / Lien
August 2003Other Business ActivitiesSells Insurance
Jay works as an insurance sales agent since 1990. This activity requires a few hours per week.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
MML Investors Services, LLC
Previous Registrations
Veravest Investment Advisors, INC.
Veravest Investments, INC.Broker
Royal Alliance Associates, INC.Broker
Advantage Capital CorporationBroker
Advantage Capital CorporationBroker
MML Investors Services, INC.Broker
Massachusetts Mutual Life Insurance CompanyBroker
Mutual Benefit Financial Service CompanyBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.