Daniel Chen
Daniel Chen is a registered investment advisor at Cetera Investment Advisers LLC, based in Eatontown, NJ, with 37 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
12 Christoper Wy Ste 200, Eatontown, NJ, 07724
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Daniel is a fixed insurance agent and the owner of DC Strategies, a financial services firm, since 2011. He also owns Integrated Wealth Management (DBA DC Strategies) since 2015, dedicating nearly full-time hours to it, and provides feedback to American Civic Technologies, a non-profit, for a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Rockdale Associates, INC.
Vestax Securities Corporation
Vestax Securities CorporationBroker
American Capital CorporationBroker
Tullett & Tokyo Securities, INC.Broker
Cantor Fitzgerald SecuritiesBroker
Liberty Brokerage INC.Broker
Fundamental BrokersBroker
Fundamental Brokers INC.Broker
Garban LimitedBroker
Chapdelaine & CO.Broker
State Registrations6 states
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