Tracy Belton
Tracy Belton is a registered investment advisor at Raymond James & Associates, INC., based in Tavares, FL, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
531 W. Main Street, Tavares, FL, 32778
Get directionsHistory
Regulatory History (3)
Customer Dispute
September 2015Customer Dispute
August 2011Customer Dispute
October 2008Other Business ActivitiesSells Insurance
Tracy is involved in several businesses, including Amerirus (rental real estate), Amerirus, Inc. (property ownership), Belton, LLC (joint property owner), and Cornett Properties (inherited share of a company leasing property for coal and natural gas). Tracy is also a director at Belton Insurance Agency, Inc., but reports having no duties.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Previous Registrations
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.