Dennis Harp
Dennis Harp is a registered investment advisor at LPL Financial LLC, based in Sheffield Village, OH, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Sheffield Village, OH
Get directionsHistory
Regulatory History (3)
Customer Dispute
January 2004Customer Dispute
May 1994Employment Separation After Allegations
February 1994Other Business Activities
Dennis operates his LPL business through Stratos Wealth Partners and provides investment advisory services through Stratos Wealth Partners, dedicating full-time hours to this. He also works in tax preparation, spending about half his time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Stratos Wealth Partners, LTD
Edward Jones
Edward JonesBroker
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Arbor Court Capital, LLCBroker
Metlife Securities INC.
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
Mutual of Omaha Investor Services, INC.Broker
Nationwide Advisory Services, INC.Broker
Buckhead Financial CorporationBroker
Pruco Securities CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.