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Cindy Thomas
32 Years of Experience
Salt Lake City, UT
1 DisclosureBroker
Cindy Thomas is a registered investment advisor at Morgan Stanley, based in Salt Lake City, UT, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
60 East South Temple, 20th Floor, Salt Lake City, UT, 84111
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Regulatory History (1)
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Customer Dispute
January 2001Award / Judgment
Other Business Activities
Cindy is an independent contractor for DoTerra, sells pottery and jewelry, and is involved with Sunnyside Bluegrass. She also participates in several non-investment related organizations, including Spy Hop, YWCA, and the Buddhist Women's Association.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
May 2005 - April 2007 · 1 yr 11 mos
Morgan Stanley Dw INC.Broker
May 2005 - April 2007 · 1 yr 11 mos
Zions Investment Securities, INC
January 2001 - May 2005 · 4 yrs 4 mos
Zions Investment Securities, INC.Broker
April 1998 - May 2005 · 7 yrs 1 mo
First Security Investor Services, INC.Broker
April 1996 - April 1998 · 2 yrs
Paulson Investment Company, INC.Broker
March 1994 - March 1996 · 2 yrs
State Registrations16 states
AKAZCAFLHIIDMEMIMTNVNYORTXUTWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.