James Kaplan is a registered investment advisor at Onedigital, based in Overland Park, KS, with 42 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 5 more. Their firm serves 19,007 clients with $140B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
OneDigital charges investment advisory fees based on a percentage of the value of your investments, typically billed quarterly in advance. The annual fee will not exceed 2.00%. Clients can combine accounts within their household to reach higher discount tiers. Fees may be deducted from your account or billed directly. Fees are prorated for new accounts or terminations. OneDigital may recommend third-party asset managers, whose fees are separate.
Location
11101 Switzer Road, Suite 200, Overland Park, KS, 66210
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is involved in several outside business activities, including serving on the board of directors for The Mariano Rivera Foundation and Eastridge Homeowners Association, and as CEO of KB Financial Partners, LLC. He also serves on the board of directors for M Financial Holdings, an insurance and financial services company, and as Senior Vice President at OneDigital Investment Advisors.
Employment History
Current Registrations
Onedigital
M Holdings Securities, INC.
M Holdings Securities, INC.Broker
Previous Registrations
Kb Financial Partners, LLC
AXA Advisors, LLC
The Lincoln National Life Insurance CompanyBroker
Lincoln National Pension Insurance CompanyBroker
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations43 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.