John Sullivan is a registered investment advisor at Toews Asset Management, based in Northfield, NJ, with 34 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 154 clients with $950M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Toews Asset Management offers investment management through the i-Vest and IRMS programs.
i-Vest Program: Fees range from 0.56% to 2.00% annually, including both Toews's fee (0.50%) and the Financial Intermediary's fee (0.06% - 1.50%). Toews may waive its fee if the allocation to Toews Funds is greater than or equal to 30%.
IRMS Program:
- Accounts less than $100,000: 2.30% annually (minimum annual fee of $1,150)
- Accounts from $100,000 to $1,999,999: Tiered fees ranging from 1.25% to 2.00% (minimum annual fee of $2,000)
- Accounts $2,000,000 and over: 1.00% annually (minimum annual fee of $20,000)
Location
1750 Zion Road, Suite 201, Northfield, NJ, 08225-1844
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
John owns a rental property since June 2017 and spends minimal time communicating with vendors/contractors on repair items. This activity is not investment-related.
Employment History
Current Registrations
Toews Asset Management
Northern Lights Distributors, LLC
Northern Lights Distributors, LLCBroker
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Cantella & CO., INC.
Cantella & CO., INC.Broker
AXA Advisors, LLCBroker
Nesteggs, INC.
Detwiler Fenton & CO.Broker
Detwiler Fenton Wealth Management INCBroker
Detwiler Fenton Investment Management LLC
Detwiler Fenton & CO.Broker
Detwiler Fenton & CO.
Fisher Investments
Tiaa-Cref Individual & Institutional Services, LLCBroker
Teachers Personal Investors Services, INC.Broker
Tiaa-Cref Trust Company, Fsb
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Fidelity Investments Institutional Services Company, INC.Broker
Fidelity Brokerage Services, INC.Broker
National Financial Services CorporationBroker
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Fidelity Distributors CorporationBroker
State Registrations3 states
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