John Lavo
John Lavo is a registered investment advisor at MML Investors Services, LLC, based in Endicott, NY, with 42 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
110 Grant Ave, Endicott, NY, 13760
Get directionsHistory
Regulatory History (3)
Customer Dispute
March 2017Customer Dispute
February 2013Regulatory
October 1991Other Business ActivitiesSells Insurance
John is the owner, sales agent, and agent for PRL Associates, LLC, dealing with life, health, property/casualty, and group health insurance, dedicating about 10-20% of his time. He also owns a simple rental property, requiring minimal time.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
MML Investors Services, INC.Broker
Signator Investors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.