JL
JL

John Lavo

42 Years of Experience
Endicott, NY
3 DisclosuresBrokerSells Insurance

John Lavo is a registered investment advisor at MML Investors Services, LLC, based in Endicott, NY, with 42 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

110 Grant Ave, Endicott, NY, 13760

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2017
Closed-No Action
Customer Dispute
February 2013
Closed-No Action
Regulatory
October 1991
Final
Other Business ActivitiesSells Insurance

John is the owner, sales agent, and agent for PRL Associates, LLC, dealing with life, health, property/casualty, and group health insurance, dedicating about 10-20% of his time. He also owns a simple rental property, requiring minimal time.

Employment History
Current Registrations
MML Investors Services, LLC
June 2021 - Present · 5 yrs 4 mos
MML Investors Services, LLCBroker
March 1999 - Present · 27 yrs 7 mos
Previous Registrations
MML Investors Services, INC.Broker
February 1999 - February 1999 · 0 mos
Signator Investors, INC.Broker
December 1983 - February 1999 · 15 yrs 2 mos
John Hancock Mutual Life Insurance CompanyBroker
December 1983 - May 1997 · 13 yrs 5 mos
State Registrations14 states
ALAZCACOFLGAINMINCNJNYPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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