Dean Peterson
Dean Peterson is a registered investment advisor at Dean Peterson Capital Management, LLC, based in Rancho Cordova, CA, with 41 years of industry experience. Dean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 7 clients with $5.7M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Dean Peterson Capital Management manages your investments for a fee based on the amount of money you invest. The fees are charged quarterly, based on the ending balance of your account.
Here are the fee ranges:
- $0 - $500,000: 0.60% to 1.00% per year
- $500,001 and above: 0.50% to 0.85% per year
The fees may be negotiable based on certain circumstances.
Location
Rancho Cordova, CA
Get directionsHistory
Regulatory History (2)
Regulatory
December 2014Criminal
August 2012Employment History
Current Registrations
Dean Peterson Capital Management, LLC
Previous Registrations
Saxony Securities, INC.Broker
The Investment Center, INC.Broker
Intercal Securities CO.Broker
A. G. Edwards & Sons, INC.Broker
Sutro & CO. IncorporatedBroker
Equitec Securities CompanyBroker
G. W. Story & Associates, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.