FF
FF

Francis Ford

42 Years of Experience
Charleston, SC
Broker

Francis Ford is a registered investment advisor at Morgan Stanley, based in Charleston, SC, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

850 Morrison Drive, Suite 800, Charleston, SC, 29403

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
June 2007 - June 2009 · 2 yrs
Citigroup Global Markets INC.Broker
June 2007 - June 2009 · 2 yrs
Wachovia Securities, LLCBroker
June 2002 - June 2007 · 5 yrs
Wachovia Securities, LLC
June 2002 - June 2007 · 5 yrs
Wachovia Securities, INC.Broker
October 1988 - June 2002 · 13 yrs 8 mos
Johnson, Lane, Space, Smith & CO., INC.Broker
September 1983 - October 1988 · 5 yrs 1 mo
State Registrations32 states
ALAZCACOCTDCDEFLGAILKYLAMAMDMIMNMOMSNCNJNYOHOKORPARISCTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.