RD
RD

Rickey Dean

42 Years of Experience
Oklahoma City, OK
Broker

Rickey Dean is a registered investment advisor at Raymond James & Associates, INC., based in Oklahoma City, OK, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

3121 Quail Springs Pkwy, Ste 110, Oklahoma City, OK, 73134

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Rickey receives royalty income from oil and gas production. This activity occurs outside of business hours and requires minimal time.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
January 2023 - Present · 3 yrs 6 mos
Raymond James & Associates, INC.
January 2023 - Present · 3 yrs 6 mos
Raymond James & Associates, INC.
January 2023 - Present · 3 yrs 6 mos
Previous Registrations
Morgan Stanley
June 2009 - January 2023 · 13 yrs 7 mos
Morgan StanleyBroker
June 2009 - January 2023 · 13 yrs 7 mos
Morgan Stanley & CO. Incorporated
May 2008 - June 2009 · 1 yr 1 mo
Morgan Stanley & CO. IncorporatedBroker
May 2008 - June 2009 · 1 yr 1 mo
Wachovia Securities, LLC
January 2008 - May 2008 · 4 mos
Wachovia Securities, LLCBroker
January 2008 - May 2008 · 4 mos
A. G. Edwards & Sons, INC.
January 1992 - January 2008 · 16 yrs
A. G. Edwards & Sons, INC.Broker
September 1983 - January 2008 · 24 yrs 4 mos
State Registrations8 states
ALCOINMOMSOKSDTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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