CS
CS

Cranston Sparks

8 Years of Experience
Bloomington, IL
Broker

Cranston Sparks is a registered investment advisor at LPL Enterprise, LLC, based in Bloomington, IL, with 8 years of industry experience. Cranston operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3039 advisors
Number of Clients
86,726 clients
Average Client Portfolio
$217K average
Assets Under Management
$18.9B

Fee Structure

LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).

Loading...

Location

2404 E Empire St, Suite 104, Bloomington, IL, 61704

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
LPL Enterprise, LLCBroker
November 2024 - Present · 1 yr 6 mos
LPL Enterprise, LLC
November 2024 - Present · 1 yr 6 mos
Previous Registrations
Prudential Financial Planning Services
December 2023 - November 2024 · 11 mos
Pruco Securities, LLC.Broker
October 2023 - November 2024 · 1 yr 1 mo
Nylife Securities LLCBroker
August 2017 - August 2023 · 6 yrs
State Registrations3 states
GAILTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.