Stephen Mackenzie
Stephen Mackenzie is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in New Canaan, CT, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
2 Pine St, New Canaan, CT, 06840
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Stephen is a general partner/managing member of 598 SBC LLC, an LLC created for ownership and operation of a vacation home in Vermont. This takes a few hours per week.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Madison Proprietary Trading Group, LLCBroker
Searle & CO.Broker
Mack Trading LLCBroker
E*trade Clearing LLCBroker
Fleet Securities, INC.Broker
First New York Securities L.L.C.Broker
Tucker, Anthony & R. L. Day, INC.Broker
Newhard, Cook & CO. IncorporatedBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.