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Richard Spangler

25 Years of Experience
Winston-Salem, NC
Broker

Richard Spangler is a registered investment advisor at Raymond James & Associates, INC., based in Winston-Salem, NC, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

100 North Main Street, Suite 2400, Winston-Salem, NC, 27101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard owns rental real estate property at 1126 Ford Street since 2018, spending minimal time managing it. He is also involved in Salt Cedars 2023 LLC as a personal/private investment, also requiring minimal time.

Employment History
Current Registrations
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Deutsche Bank Securities INC.
December 2001 - September 2016 · 14 yrs 9 mos
Deutsche Bank Securities INC.Broker
January 2001 - September 2016 · 15 yrs 8 mos
Db Alex. Brown LLCBroker
May 2000 - January 2001 · 8 mos
State Registrations28 states
AKALAZCACODCDEFLGAKSKYLAMDMIMNMONCNJNMNYOHOKORSCTNTXVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.