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AH
CFP · ChFC
AH
CFP · ChFC

Albert Herzog

Ep Wealth Advisors
42 Years of Experience
Brighton, MI
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Albert Herzog is a CFP, ChFC-designated registered investment advisor at Ep Wealth Advisors, based in Brighton, MI, with 42 years of industry experience. Albert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 20,738 clients with $45B in assets under management.

Ep Wealth Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
339 advisors
Number of Clients
20,738 clients
Average Client Portfolio
$2.2M average
Assets Under Management
$45.1B

Fee Structure

Minimum Investment:$500K
Planning is included in investment management (also available separately)

EP Wealth Advisors charges an annual fee based on a percentage of the total value of your investment portfolio. The fee schedule varies depending on your specific arrangement, and rates are typically negotiable based on relationship size and complexity. Fees are usually billed either quarterly in advance or quarterly in arrears.

  • Standard portfolio management fees are based on a percentage of assets under management.
  • Non-discretionary accounts may be subject to higher fees than discretionary accounts.
  • Some clients who joined through firm acquisitions may retain legacy fee schedules negotiated with their original advisors.
View Full SEC Brochure

Location

135 W North St., Brighton, MI, 48116

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2023
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Albert owns several businesses, including EWM Capital LLC, Executive Financial Planning, Inc., Executive Wealth Management, EWM Tax Solutions, LLC, Herzog Ventures, LLC, Northstreet Partners, LLC, and Herzog and Associates. He dedicates nearly full-time hours to Executive Wealth Management and minimal time to the other ventures, with Executive Financial Planning involving insurance and securities.

Employment History
Current Registrations
Ep Wealth Advisors
January 2025 - Present · 1 yr 9 mos
Previous Registrations
Private Client Services, LLCBroker
June 2017 - December 2022 · 5 yrs 6 mos
401k Gps
December 2013 - November 2017 · 3 yrs 11 mos
401(k) Gps, INC.
October 2011 - December 2013 · 2 yrs 2 mos
Executive Wealth Management, LLC
July 2009 - March 2025 · 15 yrs 8 mos
Invest Financial CorporationBroker
April 2009 - June 2017 · 8 yrs 2 mos
Invest Financial Corporation
April 2009 - June 2017 · 8 yrs 2 mos
Royal Alliance Associates, INC.
April 2008 - April 2009 · 1 yr
Royal Alliance Associates, INC.Broker
June 1991 - April 2009 · 17 yrs 10 mos
Mony Securities CORP.Broker
October 1983 - June 1991 · 7 yrs 8 mos
The Mutual Life Insurance Company of New YorkBroker
October 1983 - October 1990 · 7 yrs
State Registrations2 states
CATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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