Cynthia Vance
Cynthia Vance is a CFP, ChFC-designated registered investment advisor at Sterling Investment Counsel, LLC, based in Buffalo, NY, with 42 years of industry experience. Cynthia is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 888 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K+ | 1.25% |
Relationships are subject to a minimum annual fee of $1,500. Fees are generally negotiable.
Fee Estimator
Location
360 Delaware Avenue, Suite 400, Buffalo, NY, 14202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Cynthia works as an attorney, dedicating minimal time to this role. She also provides investment advisory services through Sterling Investment Counsel LLC, spending about 10-20% of her time on this activity.
Employment History
Current Registrations
Sterling Investment Counsel, LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Sterling Investment Counsel, LLC
Sii Investments, INC.
Sii Investments, INC.Broker
1717 Capital Management CompanyBroker
Mony Securities CORP.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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