Joanna Westcott
Joanna Westcott is a registered investment advisor at LPL Financial LLC, based in Tucson, AZ, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2030 E. Speedway, #202, Tucson, AZ, 85719
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Regulatory History (1)
Customer Dispute
November 2023Other Business ActivitiesSells Insurance
Joanna operates her LPL business under the DBA Bill Westcott, Inc. She is also an agent for Senior Healthcare Partnerships, Inc. selling non-variable insurance, dedicating minimal time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Legend Equities CorporationBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.