JC
JC

James Cholet

42 Years of Experience
Frederick, MD
Broker

James Cholet is a registered investment advisor at Morgan Stanley, based in Frederick, MD, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

30 West Patrick Street, Suite 700, Frederick, MD, 21701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

James is involved in estate and investment-related activities in Hanover, Pennsylvania since January 2022. He spends minimal time on this outside of business hours.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
January 2008 - June 2009 · 1 yr 5 mos
Citigroup Global Markets INC.
January 2008 - June 2009 · 1 yr 5 mos
Wachovia Securities, LLCBroker
October 1999 - February 2008 · 8 yrs 4 mos
Wachovia Securities, LLC
January 1995 - February 2008 · 13 yrs 1 mo
First Union Capital Markets CORP.Broker
November 1994 - October 1999 · 4 yrs 11 mos
Legg Mason Wood Walker, IncorporatedBroker
October 1989 - November 1994 · 5 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1983 - October 1989 · 6 yrs
State Registrations26 states
ALAZCACODCFLHIIDILINMAMDMTNCNJNYOHORPASCTNTXUTVAWAWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.