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Frank Wood

42 Years of Experience
Lake Charles, LA
Broker

Frank Wood is a registered investment advisor at Morgan Stanley, based in Lake Charles, LA, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1450 William Street, 3rd Floor, Lake Charles, LA, 70601

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Frank is involved in several investment-related activities, including York Note Holders LLC (rental property), an estate, Golden Development LLC (family real estate), and an LLC for hunting/farmland. He also performs notary work, which is not investment-related.

Employment History
Current Registrations
Morgan Stanley
March 2013 - Present · 13 yrs 4 mos
Morgan StanleyBroker
August 2012 - Present · 13 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 1990 - August 2012 · 22 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1990 - August 2012 · 22 yrs 6 mos
Legg Mason Wood Walker, IncorporatedBroker
October 1989 - January 1990 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1983 - November 1989 · 6 yrs 2 mos
State Registrations31 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.