James Browne is a registered investment advisor at Coleman River Capital LLC, based in Dallas, TX, with 22 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 23 clients with $24M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Coleman River Capital's investment management fee is negotiable and ranges from 0% to 2% per year. They may also charge a performance-based fee to certain clients. Fees are calculated daily and quarterly by a third-party custodian, Interactive Brokers LLC, and are deducted directly from client accounts. Clients can request to be billed separately and remit their fees.
Location
Dallas, TX
Get directionsHistory
Regulatory History (4)
Customer Dispute
February 2004Employment Separation After Allegations
August 2003Customer Dispute
February 2003Customer Dispute
October 2002Employment History
Current Registrations
Coleman River Capital LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.