John Tuve
John Tuve is a CFP-designated registered investment advisor at Tuve Investment Management, INC., based in Waterloo, IA, with 41 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 1,409 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees are negotiated with each client, not to exceed 1.50% annually.
Fee Estimator
Location
227 East San Marnan Drive, Waterloo, IA, 50702
Get directionsHistory
Regulatory History (4)
Customer Dispute
November 2015Regulatory
March 2012Regulatory
October 2011Regulatory
May 2011Other Business ActivitiesSells Insurance
John is an insurance agent for Tuve Investments, dedicating about 10-20% of his time to insurance sales. He also owns farmland and office space for rental income and works as a licensed notary, spending minimal time on these activities. Finally, John is an owner and financial planner for Tuve Investments Investment Management, Inc., spending nearly full-time hours on financial planning, retirement planning, and asset management.
Employment History
Current Registrations
Tuve Investment Management, INC.
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Tuve Investment Management, INC.
LPL Financial LLC
LPL Financial LLCBroker
Hamilton Investments, INC.Broker
Reed Securities Company, INC.Broker
T.L. Reed Securities, INC.Broker
Source Securities, INC.Broker
Penn Mutual Equity Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.