Richard Jasper
Richard Jasper is a ChFC-designated registered investment advisor at Park Avenue Securities LLC, based in Yorktown Heights, NY, with 41 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.
Location
Yorktown Heights, NY
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Regulatory History (2)
Customer Dispute
June 2001Customer Dispute
September 1992Other Business ActivitiesSells Insurance
Richard publishes books, taking photos of people and homes to create hardbound books and portraits. Richard also sells insurance products like long-term care and fixed annuities, dedicating a few hours per week to this activity, and is a member of an LLC that owns real estate.
Employment History
Current Registrations
Park Avenue Securities LLC
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Previous Registrations
Guardian Investor Services CorporationBroker
Cadaret, Grant & CO., INC.Broker
Guardian Investor Services CorporationBroker
W.D.R. Equity Resources, INC.Broker
New York Life Variable Contracts CorporationBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.