RC
RC

Richard Crittenden

42 Years of Experience
Richmond, VA
2 DisclosuresBroker

Richard Crittenden is a registered investment advisor at Janney Montgomery Scott LLC, based in Richmond, VA, with 42 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1308 advisors
Number of Clients
239,256 clients
Average Client Portfolio
$421K average
Assets Under Management
$100.8B

Fee Structure

Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.

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Location

1021 E. Cary Street, Suite 1000, Richmond, VA, 23219

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2024
Denied
Customer Dispute
May 2004
Denied
Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
April 2009 - Present · 17 yrs 1 mo
Janney Montgomery Scott LLC
April 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
February 2006 - May 2009 · 3 yrs 3 mos
Citigroup Global Markets INC.
February 2006 - May 2009 · 3 yrs 3 mos
Legg Mason Wood Walker INC
April 1999 - February 2006 · 6 yrs 10 mos
Legg Mason Wood Walker, IncorporatedBroker
November 1987 - February 2006 · 18 yrs 3 mos
Legg Mason Masten INC.Broker
October 1987 - November 1987 · 1 mo
Legg Mason Wood Walker, IncorporatedBroker
December 1983 - October 1987 · 3 yrs 10 mos
State Registrations25 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.