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Charles Garrido

A.G.P / Alliance Global Partners
42 Years of Experience
Chicago, IL
5 DisclosuresBroker
View SEC Summary
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Charles Garrido is a registered investment advisor at A.G.P / Alliance Global Partners, based in Chicago, IL, with 42 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.

A.G.P / Alliance Global Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
131 advisors
Number of Clients
6,959 clients
Average Client Portfolio
$331K average
Assets Under Management
$2.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Fees are negotiable and range up to 3% for the Portfolio Adviser II and EPC programs, up to 2% for the Wrap Fee Program, and up to 2.5% for other third-party management programs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

200 W Jackson Blvd, Suite 2850, Chicago, IL, 60606

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
December 2025
Final
Customer Dispute
December 2024
Settled
Customer Dispute
February 2004
Award / Judgment
Customer Dispute
November 2001
Settled
Customer Dispute
May 1996
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Charles is the sole proprietor of Garrido Wealth Management, which is currently inactive. He is also the president of FAF Foundation and Secretary of the Board and Chair of the Finance Committee for RAICES, spending minimal time on these charitable organizations.

Employment History
Current Registrations
A.G.P. / Alliance Global PartnersBroker
October 2018 - Present · 8 yrs
A.G.P / Alliance Global Partners
October 2018 - Present · 8 yrs
Previous Registrations
Mcdonald Partners LLC
August 2011 - October 2018 · 7 yrs 2 mos
Mcdonald Partners LLCBroker
August 2011 - October 2018 · 7 yrs 2 mos
David A. Noyes & Company
January 2004 - August 2011 · 7 yrs 7 mos
David A. Noyes & CompanyBroker
January 2004 - August 2011 · 7 yrs 7 mos
Mcdonald Investments INC.
January 1999 - February 2004 · 5 yrs 1 mo
Mcdonald Investments INC.Broker
June 1996 - February 2004 · 7 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1987 - July 1996 · 8 yrs 7 mos
Shearson Lehman Brothers INC.Broker
February 1986 - December 1987 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1983 - July 1996 · 12 yrs 9 mos
State Registrations19 states
AZCADCGAILINKYMAMIMNNCNYOHORSCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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