Charles Henry Garrido

A.G.P / Alliance Global Partners

42 Years of Experience

4 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth

A.G.P / Alliance Global Partners

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

123 advisors

Number of Clients

5,849 clients

Average Client Portfolio

$289K average

Assets Under Management

$1.7B

Fee Structure

Minimum Investment:$10K

Financial Planning:Investment management only

Location

590 Madison Avenue, 28th Floor, New York, NY, 10022

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History

Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

December 2024

Settled

Customer Dispute

February 2004

Award / Judgment

Customer Dispute

November 2001

Settled

Customer Dispute

May 1996

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Charles is the sole proprietor of Garrido Wealth Management, which is currently inactive. He is also the president of FAF Foundation and Secretary of the Board and Chair of the Finance Committee for RAICES, spending minimal time on these charitable organizations.