Dawn-Dyanna Dhyanna is a registered investment advisor at LPL Financial LLC, based in Petaluma, CA, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
339 Keokuk St., Petaluma, CA, 94952
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Dawn-Dyanna is a solicitor for The Social Equity Group, Inc. since 2000 and president of Piper Place Homeowners Association. She also has a Subchapter S Corporation called Dawn Hollerith & Associates, Inc. and works as a life coach.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Western International Securities
Western International Securities, INC.Broker
Financial West Group
The Social Equity Group, INC.
Financial West GroupBroker
American Investors CompanyBroker
Integrated Resources Equity CorporationBroker
American Pacific Securities CorporationBroker
Charles Borden and CompanyBroker
Borden Securities CompanyBroker
Thomson Mckinnon Securities INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.