Clifford Michaels
Clifford Michaels is a CFP-designated registered investment advisor at LPL Financial LLC, based in New York, NY, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
49 West 37th Street, 7th Floor, New York, NY, 10018
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Clifford is involved in financial planning with Institutional Investment Advisors Corp and volunteers with the American Society of Dowers, spending about a quarter of his time on these activities. He also sells life, health, and variable insurance, representing less than 5% of his business, and is a published author receiving book sales.
Employment History
Current Registrations
LPL Financial LLCBroker
Institutional Investment Advisors CORP
Previous Registrations
Cadaret, Grant & CO., INC.Broker
Capital Securities of America, INC.Broker
Brookstreet Securities CorporationBroker
Refco Securities, INC.Broker
Citicorp Securities Markets, INC.Broker
Newcomb Capital CorporationBroker
State Registrations18 states
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