Frederick Joyce, is a registered investment advisor at Emerson Equity LLC, based in Wellington, FL, with 40 years of industry experience. Frederick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management. Their firm serves 679 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.50% |
| $1M+ | 2.25% |
Fees are negotiable. The Advisor, as a registered Broker-Dealer, also receives 12b-1 fees for certain mutual fund transactions.
Fee Estimator
Location
Wellington, FL
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Frederick works as a Senior Principal Consultant for ACA Global, providing compliance consulting services to registered investment advisors and broker/dealers, dedicating nearly full-time hours to this role. He also spends a few hours per week with Money Manager Inc. as a Registered Investment Advisor and with Safe Harbour Consulting Services LLC as a Managing Member, providing business development consulting services.
Employment History
Current Registrations
Emerson Equity LLCBroker
Money Manager INC.
Previous Registrations
Managed Account Services, LLCBroker
Jesup & Lamont Securities CORPBroker
Independent Portfolio Consultants, INC.
Advest, INC.Broker
Dominick & Dominick, IncorporatedBroker
Dominick & Dominick, IncorporatedBroker
Jw Charles - Bush Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.