TrueAdvisor
TrueAdvisor
TM
TM

Thomas Monahan

Bcg Securities, INC.
41 Years of Experience
Cherry Hill, NJ
17 DisclosuresBroker
View SEC Summary
View SEC Summary

Thomas Monahan is a registered investment advisor at Bcg Securities, INC., based in Cherry Hill, NJ, with 41 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 1,963 clients with $740M in assets under management.

Bcg Securities, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
37 advisors
Number of Clients
1,963 clients
Average Client Portfolio
$377K average
Assets Under Management
$740.0M

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K1.50%
$100K - $1.0M1.00%
$1M+1.00%

Fees may be negotiated on a case-by-case basis.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

51 Haddonfield Road, Suite 210, Cherry Hill, NJ, 08002

Get directions

History

Regulatory History (17)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2023
Settled
Regulatory
November 2012
Final
Regulatory
December 2005
Final
Regulatory
August 2003
Final
Customer Dispute
May 2002
Denied
Regulatory
April 2002
Final
Customer Dispute
August 2001
Denied
Customer Dispute
June 2001
Denied
Customer Dispute
May 2000
Settled
Customer Dispute
May 2000
Settled
Customer Dispute
March 2000
Settled
Customer Dispute
February 2000
Settled
Customer Dispute
February 2000
Settled
Customer Dispute
January 2000
Settled
Customer Dispute
January 2000
Settled
Customer Dispute
November 1999
Settled
Customer Dispute
October 1999
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Thomas owns Max's Cafe, dedicates a few hours per week to it, and is involved with several community organizations. He is the President of the Gloucester City Business Association and Chairman of the Hearth Community Fund, dedicating minimal time to the former and a few hours per week to the latter.

Employment History
Current Registrations
Bcg Securities, INC.
September 2012 - Present · 13 yrs 8 mos
Bcg Securities, INC.Broker
March 2007 - Present · 19 yrs 2 mos
Previous Registrations
Source Capital Group, INC.Broker
July 2005 - March 2007 · 1 yr 8 mos
Morgan Stanley Dw INC.Broker
October 1999 - February 2005 · 5 yrs 4 mos
Legg Mason Wood Walker, IncorporatedBroker
November 1987 - October 1999 · 11 yrs 11 mos
Legg Mason Masten INC.Broker
October 1987 - November 1987 · 1 mo
Legg Mason Wood Walker, IncorporatedBroker
January 1986 - October 1987 · 1 yr 9 mos
Philips, Appel & Walden, INC.Broker
December 1983 - March 1986 · 2 yrs 3 mos
First Jersey Securities, INC.Broker
October 1983 - December 1983 · 2 mos
State Registrations12 states
CACODEFLGANCNJNYOKPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More financial advisors in Cherry Hill, NJ →All financial advisors in New Jersey →