JY
JY

James Young

42 Years of Experience
Gold Canyon, AZ
Broker

James Young is a registered investment advisor at Morgan Stanley, based in Gold Canyon, AZ, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

Gold Canyon, AZ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

James co-owns a time share rental and is president of B&C Investments of Arkansas Inc., a family real estate business, spending minimal time on the latter. He is also President of Y3 Investments LLC, formed to hold farmland, and co-trustee of a personal trust, spending minimal time on each.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
October 2008 - June 2009 · 8 mos
Morgan Stanley & CO. IncorporatedBroker
August 2008 - June 2009 · 10 mos
Bear, Stearns & CO. INC.Broker
March 1994 - June 2008 · 14 yrs 3 mos
Goldman, Sachs & CO.Broker
October 1987 - March 1994 · 6 yrs 5 mos
Goldman Sachs Money Markets INC.Broker
January 1984 - October 1987 · 3 yrs 9 mos
Goldman, Sachs & CO.Broker
September 1983 - November 1983 · 2 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.