Scott Rivard is a registered investment advisor, based in Simpsonville, SC, with 40 years of industry experience.
Location
100 W Curtis St, Simpsonville, SC, 29681-2602
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Scott is involved in non-securities insurance and annuity sales through EK Rivard, LLC. This activity is not securities related.
Employment History
Current Registrations
Allstate Financial Services, LLCBroker
July 2025 - Present · 10 mos
Allstate Financial Advisors, LLC
July 2025 - Present · 10 mos
Previous Registrations
Chelsea Advisory Services, INC
February 2025 - July 2025 · 5 mos
Chelsea Financial ServicesBroker
September 2024 - July 2025 · 10 mos
Principal Securities, INC.
May 2024 - June 2024 · 1 mo
Principal Securities, INC.Broker
January 2024 - June 2024 · 5 mos
Allstate Financial Services, LLCBroker
May 2023 - June 2023 · 1 mo
Allstate Financial Advisors, LLC
May 2023 - June 2023 · 1 mo
NFP Retirement INC.
February 2023 - May 2023 · 3 mos
CBIZ Investment Advisory Services, LLC
May 2021 - October 2021 · 5 mos
LPL Financial LLC
October 2019 - May 2021 · 1 yr 7 mos
LPL Financial LLCBroker
October 2019 - May 2021 · 1 yr 7 mos
Independent Financial Group, LLC
October 2016 - October 2019 · 3 yrs
Adviseme National Advisors
November 2015 - September 2016 · 10 mos
Independent Financial Group, LLCBroker
August 2015 - October 2019 · 4 yrs 2 mos
Independent Financial Group, LLC
August 2015 - August 2015 · 0 mos
Securities America Advisors, INC.
January 2014 - August 2015 · 1 yr 7 mos
Securities America, INC.Broker
August 2012 - August 2015 · 3 yrs
Securities America Advisors, INC.
August 2012 - December 2013 · 1 yr 4 mos
Financial Telesis INCBroker
June 2012 - August 2012 · 2 mos
Financial Telesis, INC.
June 2012 - August 2012 · 2 mos
Southeast Investments, N.c., INC.
March 2011 - June 2012 · 1 yr 3 mos
Southeast Investments, N.c., INC.Broker
March 2007 - June 2012 · 5 yrs 3 mos
Princor Financial Services CorporationBroker
December 1998 - March 2007 · 8 yrs 3 mos
Cadaret, Grant & CO., INC.Broker
June 1997 - December 1998 · 1 yr 6 mos
Nathan & Lewis Securities, INC.Broker
October 1995 - June 1997 · 1 yr 8 mos
Essex Capital Markets, INC.Broker
February 1994 - October 1995 · 1 yr 8 mos
Cadaret, Grant & CO., INC.Broker
September 1992 - January 1994 · 1 yr 4 mos
Lesko Securities INC.Broker
March 1989 - September 1992 · 3 yrs 6 mos
Liberty Securities CorporationBroker
April 1988 - March 1989 · 11 mos
MML Investors Services, INC.Broker
September 1985 - May 1988 · 2 yrs 8 mos
John Hancock Distributors, INC.Broker
October 1983 - October 1985 · 2 yrs
State Registrations1 state
SC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.