Carol Larson is a CFP-designated registered investment advisor at LPL Financial LLC, based in Tucson, AZ, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
971 W Wetmore Road, Tucson, AZ, 85705
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Regulatory History (2)
Customer Dispute
December 2025Customer Dispute
April 2011Other Business Activities
Carol operates HFCU Financial Services as a DBA for her LPL business. This investment-related activity takes up nearly all of Carol's time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Verus Capital Partners, LLC
Verus Capital Partners, LLC
Securities America, INC.Broker
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Banc One Securities Corporation
Banc One Securities CorporationBroker
First Chicago Nbd Investment Services, INC.Broker
Investment Network, INC.Broker
Guardian Investor Services CorporationBroker
Money Concepts Capital CORPBroker
Crown Investments, LTD.Broker
Integrated Resources Equity CorporationBroker
Olde & CO., IncorporatedBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.