CFP

William Hays

42 Years of Experience

Collierville, TN

1 DisclosureBroker

William Hays is a CFP-designated registered investment advisor at Wlh Management CO., INC., based in Collierville, TN, with 42 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 26 clients with $22M in assets under management.

Wlh Management CO., INC.

Compensation

Fee-Only (% of Portfolio)

Firm Size

1 advisor

Number of Clients

26 clients

Average Client Portfolio

$827K average

Assets Under Management

$21.5M

Fee Structure

Minimum Investment:None

Investment management only (planning not offered)

Portfolio-Based Fees (Flat)

Portfolio Value	Annual Fee
Any	1.00%

Fees are negotiable.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

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Location

1115 Halle Park Circle, Collierville, TN, 38017

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

April 2021

Final

View Full SEC Report How to Read Disclosures

Other Business Activities

William is associated with WLH Management, a Registered Investment Advisor (RIA), and Cheers Wine & Spirits. The filing does not specify the nature or time commitment of these activities.

Employment History

Current Registrations

Wlh Management CO., INC.

August 2008 - Present · 17 yrs 9 mos

Arlington Securities, INC.

July 1990 - Present · 35 yrs 10 mos

Arlington Securities, INC.Broker

July 1990 - Present · 35 yrs 10 mos

Previous Registrations

Arlington Securities

July 2006 - May 2007 · 10 mos

American Capital Equities, INC.Broker

June 1989 - July 1990 · 1 yr 1 mo

Financial Network Investment CorporationBroker

February 1989 - June 1989 · 4 mos

Advantage Capital CorporationBroker

April 1987 - February 1989 · 1 yr 10 mos

Madison Capital CORP.Broker

August 1985 - April 1987 · 1 yr 8 mos

Carty & Company, INC.Broker

October 1983 - May 1985 · 1 yr 7 mos

State Registrations3 states

ARMSTN

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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