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Robert Tornincaso

LPL Financial LLC
40 Years of Experience
Bonita Springs, FL
1 DisclosureBroker
View SEC Summary
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Robert Tornincaso is a registered investment advisor at LPL Financial LLC, based in Bonita Springs, FL, with 40 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Bonita Springs, FL

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2021
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Robert operates RJT Wealth Strategies as a DBA for his LPL business. This activity is investment-related.

Employment History
Current Registrations
LPL Financial LLC
February 2023 - Present · 3 yrs 8 mos
LPL Financial LLCBroker
February 2023 - Present · 3 yrs 8 mos
Previous Registrations
Cetera Investment Advisers LLC
January 2020 - February 2023 · 3 yrs 1 mo
Cetera Financial Specialists LLCBroker
October 2014 - February 2023 · 8 yrs 4 mos
Planmember Securities CorporationBroker
May 2013 - October 2014 · 1 yr 5 mos
North Ridge Securities CORP.Broker
June 2009 - May 2013 · 3 yrs 11 mos
Investacorp, INC.Broker
February 2007 - June 2009 · 2 yrs 4 mos
Wm Financial Services, INC.
July 2006 - February 2007 · 7 mos
Wm Financial Services, INC.Broker
December 2005 - February 2007 · 1 yr 2 mos
Park Avenue Securities LLCBroker
February 2004 - December 2005 · 1 yr 10 mos
Essex National Securities, INC.Broker
July 2001 - January 2004 · 2 yrs 6 mos
Fidelity Brokerage Services LLCBroker
March 2001 - July 2001 · 4 mos
Essex National Securities, INC.Broker
March 1996 - March 2001 · 5 yrs
Pruco Securities CorporationBroker
May 1988 - April 1995 · 6 yrs 11 mos
The Prudential Insurance Company of AmericaBroker
May 1988 - December 1993 · 5 yrs 7 mos
W. S. Griffith & CO., INC.Broker
October 1986 - April 1987 · 6 mos
Pruco Securities CorporationBroker
April 1985 - October 1986 · 1 yr 6 mos
Wise Planning CORP.Broker
December 1984 - March 1985 · 3 mos
Macpeg Ross and Goldaber Securities, INC.Broker
April 1984 - May 1984 · 1 mo
First Jersey Securities, INC.Broker
November 1983 - November 1984 · 1 yr
State Registrations9 states
CACTFLKYNJNYPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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