Jerry Gruber
Jerry Gruber is a ChFC-designated registered investment advisor at Progress Alliance Investment Services, based in Englewood, CO, with 42 years of industry experience. Jerry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Retirement Planning, Tax Planning. Their firm serves 4 clients with $980K in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
68 Inverness Lane East #104, Englewood, CO, 80112
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2018Customer Dispute
January 2018Other Business Activities
Jerry owns commercial real estate since 2012 and is the Director of Marketing for NEOPP Consulting since 2018. He is also the President of Rocky Mountain Financial Consultants, Inc. since 1999, but dedicates no time to either consulting role.
Employment History
Current Registrations
Progress Alliance Investment Services
Previous Registrations
Ameriprise Financial Services, INC.Broker
Ameriprise Financial Services, INC.
Dfpg Investments, INC.
Dfpg Investments, INC.Broker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
Greenbook Securities, INC.Broker
Keystone Capital CorporationBroker
Greenbook Investment Management, INC.
Xelan Financial Planning, INC.
Xelan Financial Planning, INC.
Xelan Investment Services, INC.
Xelan INC
Summit Brokerage Services, INC.Broker
Signator Investors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
Nylife Securities INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.