Niraj Baxi
Niraj Baxi is a ChFC-designated registered investment advisor at Osaic Wealth, INC., based in Lafayette, CA, with 40 years of industry experience. Niraj operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
3703 Mt Diablo Blvd, Lafayette, CA, 94549
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Niraj works as an insurance broker selling life insurance, annuities, long-term care, and disability insurance since 1996, dedicating about a quarter of his time. He also works as an insurance broker selling health and group benefits since 2009, spending a few hours per week, and owns Baxi Insurance & Financial Services, spending more than full-time hours.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Signator Investors, INC.
Signator Investors, INC.
Signator Investors, INC.Broker
Multi-Financial Securities CorporationBroker
Legacy Financial Services, INC.Broker
Manulife Financial Securities LLCBroker
Financial Network Investment CorporationBroker
Manequity, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.