Javier Perez
Javier Perez is a ChFC-designated registered investment advisor at Osaic Wealth, INC., based in Pleasanton, CA, with 41 years of industry experience. Javier operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
6700 Koll Center Parkway Suite 325, Pleasanton, CA, 94566
Get directionsHistory
Regulatory History (1)
Criminal
August 1978Other Business Activities
Javier is an associate director at Tesoro Financial Group, offering Legal Shield memberships to prospects and clients since 2016. This activity takes a few hours per week.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Ameritas Investment CORP.Broker
Sunset Financial Services, INC.Broker
Nylife Securities INC.Broker
Sun Investment Services CompanyBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.