Richard Kaufmann
Richard Kaufmann is a registered investment advisor at LPL Financial LLC, based in Kansas City, KS, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
10205 Leavenworth Rd, Kansas City, KS, 66109
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2009Customer Dispute
October 2001Other Business Activities
Richard teaches an investment course at Kansas City Community College, dedicating minimal time to this non-investment related activity. He also operates under the DBA Kaufmann Financial for his LPL business, spending about a quarter of his time on this.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
Kidder, Peabody & CO. IncorporatedBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.