Richard Kaufmann
Richard Kaufmann is a registered investment advisor at LPL Financial LLC, based in Kansas City, KS, with 42 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
10205 Leavenworth Rd, Kansas City, KS, 66109
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2009Customer Dispute
October 2001Other Business Activities
Richard teaches an investment course at Kansas City Community College, dedicating minimal time to this non-investment related activity. He also operates under the DBA Kaufmann Financial for his LPL business, spending about a quarter of his time on this.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
Kidder, Peabody & CO. IncorporatedBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.