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Barry Guariglia
42 Years of Experience
Pompano Beach, FL
3 DisclosuresBroker
Barry Guariglia is a registered investment advisor at Morgan Stanley, based in Pompano Beach, FL, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Pompano Beach, FL
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Regulatory History (3)
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Customer Dispute
October 2010Settled
Customer Dispute
February 2004Settled
Customer Dispute
May 2001Settled
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
October 2008 - June 2009 · 8 mos
Citigroup Global Markets INC.Broker
October 2008 - June 2009 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2003 - October 2008 · 5 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1983 - October 2008 · 25 yrs
State Registrations34 states
ALAZCACOCTDCDEFLGAKSKYLAMAMDMEMIMSNCNHNJNMNVNYOHOKPARISCTNTXVAVTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.