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Joseph Scotto

42 Years of Experience
Garden City, NY
Broker

Joseph Scotto is a registered investment advisor at Raymond James & Associates, INC., based in Garden City, NY, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

401 Franklin Avenue, Suite 320, Garden City, NY, 11530

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Joseph is the owner/proprietor of JOSU Enterprises since 2008. He dedicates minimal time to supporting the company.

Employment History
Current Registrations
Raymond James & Associates, INC.
May 2018 - Present · 8 yrs
Raymond James & Associates, INC.
July 2017 - Present · 8 yrs 10 mos
Raymond James & Associates, INC.Broker
July 2017 - Present · 8 yrs 10 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
September 2009 - July 2017 · 7 yrs 10 mos
Morgan Stanley Smith BarneyBroker
June 2009 - October 2009 · 4 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
August 1984 - July 1993 · 8 yrs 11 mos
Cigna Securities, INC.Broker
November 1983 - August 1984 · 9 mos
State Registrations20 states
CACOCTDEFLGAIAILMANCNJNVNYORPASCTXVAVTWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.